Process Automation for Broker-Dealers
Stop wasting time chasing client paperwork for compliance. True process automation begins with mastering automated document collection.
Request a Demo →Why Broker-Dealers Automate Client Document Collection
Our platform is built to handle the unique compliance and operational demands of broker-dealers, ensuring every client file is complete and audit-ready.
AI-Powered Compliance Validation
Our AI analyzes client documents for authenticity, expiration, and completeness against your specific compliance requirements, flagging issues instantly.
Automated Client Follow-Up
Eliminate manual chasing. The system automatically sends reminders to end-clients via email and WhatsApp for missing or invalid documents.
Centralized Status Tracking
Gain a real-time, audit-ready view of every end-client's document status. Instantly see what's complete, pending, or requires attention.